Phase B: Lance pilot — hybrid decision with measured benchmark
Standalone benchmark crate `crates/lance-bench` running Lance 4.0 against our Parquet+HNSW at 100K × 768d (resumes_100k_v2) measured 8 dimensions. Results (see docs/ADR-019-vector-storage.md for full scorecard): Cold load: Parquet 0.17s vs Lance 0.13s (tie — not ≥2× threshold) Disk size: 330.3 MB vs 330.4 MB (tie) Search p50: 873us vs 2229us (Parquet 2.55× faster) Search p95: 1413us vs 4998us (Parquet 3.54× faster) Index build: 230s (ec=80) vs 16s (IVF_PQ) (Lance 14× faster) Random access: 35ms (scan) vs 311us (Lance 112× faster) Append 10K rows: full rewrite vs 0.08s/+31MB (Lance structural win) Decision (ADR-019): hybrid, not migrate-or-reject. - Parquet+HNSW stays primary — our HNSW at ec=80 es=30 recall=1.00 is 2.55× faster than Lance IVF_PQ at 100K in-RAM scale - Lance joins as second backend per-profile for workloads where it wins architecturally: random row access (RAG text fetch), append-heavy pipelines (Phase C), hot-swap generations (Phase 16, 14× faster builds), and indexes past the ~5M RAM ceiling - Phase 17 ModelProfile gets vector_backend: Parquet | Lance field - Ceiling table in PRD updated — 5M ceiling now says "switch to Lance" instead of "migrate" since Lance runs alongside, not instead of Isolation: lance-bench is a standalone workspace crate with its own dep tree (Lance pulls DataFusion 52 + Arrow 57 incompatible with main stack DataFusion 47 + Arrow 55). Kept off the critical path until API is stable enough to promote into vectord::lance_store. Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
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# ADR-019: Vector Storage — Parquet+HNSW stays, Lance joins as second tier
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**Status:** Accepted — 2026-04-16
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**Implements:** Phase 18 from PRD (Lance evaluation)
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**Supersedes:** nothing (augments ADR-008)
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**Owner:** J
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---
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## Context
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Phase 18 of the PRD committed to settling "Parquet+sidecar vs Lance" with measurements, not vibes. This ADR records the benchmark outcome and the resulting architectural direction.
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Input data: `data/vectors/resumes_100k_v2.parquet` — 100,000 × 768d embeddings, the same index we tuned HNSW against in Phase 15.
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Benchmark harness: `crates/lance-bench/src/main.rs` — standalone binary, deliberately not integrated into the workspace's common deps to avoid forcing DataFusion/Arrow upgrades on the rest of the stack until we'd decided.
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## The scorecard
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All numbers measured on the same 128GB server, same 100K × 768d index, release build:
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| Dimension | Parquet + HNSW (current) | Lance 4.0 IVF_PQ (candidate) | Winner |
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| Cold load | 0.17s | 0.13s | Lance, 1.27× — *does not clear 2× decision threshold* |
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| Disk size (data only) | 330.3 MB | 330.4 MB | Tie |
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| Index on-disk footprint | 0 (HNSW is RAM-only) | 7.4 MB | Lance |
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| Index build time | 230s (ec=80 es=30) | 16s | **Lance, 14× faster** |
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| Search p50 | 873us (recall@10 = 1.00) | 2229us (recall unmeasured, likely 0.85-0.95) | **Parquet+HNSW, 2.55× faster** |
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| Search p95 | 1413us | 4998us | **Parquet+HNSW, 3.54× faster** |
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| Speedup vs brute force (p50) | 50.4× | 19.7× | Parquet+HNSW |
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| Random row access (fetch by id) | ~35ms (full-file scan) | 311us | **Lance, 112× faster** |
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| Append 10K rows | Full-file rewrite (~330MB + re-embed + re-index) | 0.08s, +31MB delta | **Lance, structurally different** |
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## Applying the decision rules from EXECUTION_PLAN.md
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Original rules:
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- *Lance wins cold-load by ≥2× AND matches search latency → migrate*
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- *Within 50% across board → stay Parquet, document ceiling*
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- *Lance loses → close the door*
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Strict reading: cold-load is **1.27×, not ≥2×**. Search latency is **2.55× worse, not matching**. By the written rule, we stay.
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But the written rule missed something. It assumed Lance's value would show up as raw-speed wins across the whole table. The actual benchmark reveals Lance's value is **in capabilities the current stack doesn't have**, not in the metrics we scoped:
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1. **Random row access** is 112× faster. Our Parquet design can't do O(1) random access to a row — RAG text retrieval is a full-file scan today. Lance makes this native.
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2. **Append** is structurally different. Adding 10K rows is 0.08s on Lance; on our stack it's a full rewrite of the entire 330MB Parquet file plus re-embedding plus re-indexing.
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3. **Index build** is 14× faster. The HNSW `ec=80 es=30` production default takes 230s; Lance IVF_PQ takes 16s. Hot-swap generation (Phase 16) is much more feasible at 16s per build.
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## The decision
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**Hybrid architecture — neither replace nor reject.**
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### What stays
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- `vectord::store` with Parquet + binary-blob vectors → **primary vector backend**
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- `vectord::hnsw::HnswStore` → in-RAM HNSW for search at 100K-scale indexes
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- All Phase 15 trial infrastructure → keeps working, unchanged
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- Production default `ec=80 es=30` → still the right call for in-RAM use
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### What gets added
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- **`vectord::lance_store`** — second backend using Lance as the persistence layer
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- Scope: indexes where *any* of the following apply:
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- Corpus exceeds ~5M vectors (our in-RAM ceiling)
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- Workload is append-heavy (incremental ingest from streaming sources)
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- Text retrieval dominates (point lookups by doc_id for RAG)
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- Hot-swap generations are required (Phase 16)
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- Implemented as a standalone crate first (follow the pilot layout), promoted into vectord when the API stabilizes
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- **Profile-level configuration** — `ModelProfile.vector_backend: Parquet | Lance` so each profile picks the tier that matches its workload
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### What we keep watching (but don't act on yet)
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- **Lance search latency at scale.** 2229us at 100K is worse than HNSW. At 10M we expect Lance to pull ahead because HNSW doesn't fit in RAM. Re-benchmark when we have a 10M-vector corpus to test against.
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- **IVF_PQ recall.** We measured latency but not recall — I picked `num_partitions=316, nbits=8, num_sub_vectors=48` blindly. A proper recall sweep is part of Phase C when we integrate Lance into the trial system.
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- **Lance's own HNSW-on-disk variant** (`with_ivf_hnsw_pq_params`). Might close the in-RAM latency gap. Left for a future pilot.
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## Why this isn't moving the goalposts
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The EXECUTION_PLAN rule was "migrate or don't migrate." The evidence says neither is correct — one stack can't serve both the staffing SQL workload AND the LLM-brain append-heavy random-access workload at all scales. The honest answer is two backends, each doing what it's good at, selected per-profile.
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This matches the dual-use framing in the 2026-04-16 PRD update: different workloads, shared substrate, per-profile specialization. We wrote that principle into the PRD; the benchmark data just made it concrete for the vector tier.
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## Follow-up work (updates EXECUTION_PLAN.md)
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- **Phase C (decoupled embedding refresh)** gets easier — Lance's native append removes the need to invent a "vectors delta" Parquet layer. When we build Phase C, use Lance as the embedding-layer backend.
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- **Phase 16 (hot-swap)** becomes feasible — 16s index builds mean online re-trials are cheap. When we build Phase 16, Lance is the storage for index generations.
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- **Phase 17 (model profiles)** gains a new field: `vector_backend: Parquet | Lance`. Default Parquet for backward compatibility. Agents can opt into Lance.
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## Costs we accept
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- **Second dependency tree.** Lance pulls in DataFusion 52 and Arrow 57, while our main stack runs DataFusion 47 and Arrow 55. Keeping lance-bench isolated works for a pilot; productionizing will need either workspace-wide upgrade or a firewall via a dedicated `vectord-lance` crate.
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- **Second API surface.** Lance's vector-index API is different from our HNSW code. Per-profile abstraction cost is real.
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- **Operational complexity.** Two vector storage implementations to debug and monitor.
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Worth it because the alternative — forcing every workload through one backend — means either the staffing case or the LLM-brain case is served badly.
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## Ceilings this updates in PRD
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The PRD "Known ceilings" table had:
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> Vector count per index | ~5M vectors on 128GB RAM | 10M+ (serious web crawl) | Phase 18 Lance migration OR mmap'd embeddings
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Update to:
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> Vector count per index | ~5M vectors on 128GB RAM (Parquet+HNSW in-RAM) | Past 5M | Switch that profile's `vector_backend` to Lance; IVF_PQ keeps working on disk-resident quantized codes
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@@ -89,3 +89,8 @@
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**Date:** 2026-04-16
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**Decision:** All append-only journals (error journal, HNSW trial journal, future audit logs) use the `storaged::append_log::AppendLog` helper. Events accumulate in an in-memory buffer; on threshold or explicit `flush()`, the buffer is written as one new timestamped file (`batch_{epoch_us}.jsonl`). Existing files are never rewritten. `compact()` merges all batches into one with a fresh timestamp, preserving chronological sort order.
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**Rationale:** Object stores have no append primitive. Naive "read-modify-write the whole JSONL file on every event" is O(N²) cumulative work and creates the classic small-file / rewrite-amplification anti-pattern that llms3.com flags as the top lakehouse pitfall. Write-once batching is the LSM-tree idea applied to small JSONL events — bounded write amplification, append-only semantics, optional compaction for read efficiency. The in-memory ring buffer preserves O(1) recent-event reads for the `/storage/errors` and `/hnsw/trials` query endpoints.
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## ADR-019: Vector storage — Parquet+HNSW primary, Lance secondary (hybrid)
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**Date:** 2026-04-16
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**Decision:** Keep Parquet + binary-blob vectors + in-RAM HNSW as the primary vector backend. Add Lance as a second backend available per-profile for workloads where Lance wins architecturally. Per-profile `vector_backend: Parquet | Lance` field becomes part of Phase 17 model profiles. Implementation kicks off via the standalone `crates/lance-bench` crate and is promoted into `vectord::lance_store` when the API stabilizes.
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**Rationale:** Head-to-head benchmark on the 100K × 768d `resumes_100k_v2` index (see `docs/ADR-019-vector-storage.md` for the full scorecard). Parquet+HNSW wins current-scale search latency by 2.55× (873us vs 2229us p50). Lance wins index build time by 14× (16s vs 230s), random row access by 112× (311us vs ~35ms full-file scan), and append speed structurally (0.08s vs full Parquet rewrite). Neither strictly dominates — the dual-use PRD framing (staffing + LLM brain) means both workloads exist in the same system. Keeps ADR-008's "Parquet is the format" principle intact for dataset tables; adds Lance as a purpose-built vector-tier option without discarding the tuned HNSW stack.
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+7
-8
@@ -340,14 +340,13 @@ The question raised 2026-04-16 after J's LLMS3 knowledge base identified Lance a
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| Step | Deliverable | Decision criteria |
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| 18.1 | Parallel Lance-backed vector index for `resumes_100k_v2` behind feature flag | Both implementations coexist, benchmarkable |
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| 18.2 | Head-to-head benchmark: cold-load, search latency, disk size, append cost | See criteria below |
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| 18.3 | ADR-019 documenting the decision with measured data | Commit or reject with evidence |
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| 18.1 | ✅ Parallel Lance-backed vector index for `resumes_100k_v2` in standalone `crates/lance-bench` | Built 2026-04-16 |
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| 18.2 | ✅ Head-to-head benchmark across 8 dimensions (cold-load, search latency, disk, index build, random access, append) | Complete |
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| 18.3 | ✅ ADR-019 committed with measured data and decision | See `docs/ADR-019-vector-storage.md` |
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**Decision rules:**
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- Lance wins on cold-load by ≥2× AND matches search latency → migrate vector layer to Lance. Dataset Parquet stays.
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- Lance is within 50% of current → stay on current stack, document ceiling explicitly.
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- Lance loses → close the door, move on.
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**Outcome:** Hybrid architecture. Parquet+HNSW stays primary (2.55× faster search at 100K in-RAM). Lance joins as a second backend for Phase 16 hot-swap (14× faster index builds), Phase C/append workloads (0.08s vs full rewrite), RAG random-access retrieval (112× faster), and indexes past the ~5M RAM ceiling.
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Per-profile `vector_backend: Parquet | Lance` becomes part of Phase 17 (model profiles). See ADR-019 for the full scorecard and caveats.
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### Phase 19+: Further horizon
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@@ -364,7 +363,7 @@ The current stack has measurable limits. Documenting them so future decisions ar
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| Dimension | Current ceiling | Breaks at | Escape hatch |
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| Vector count per index | ~5M vectors on 128GB RAM | 10M+ (serious web crawl) | Phase 18 Lance migration OR mmap'd embeddings |
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| Vector count per index (Parquet+HNSW in-RAM) | ~5M on 128GB | Past 5M | Switch that profile's `vector_backend` to Lance per ADR-019 — IVF_PQ stays on disk-resident quantized codes |
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| Concurrent active indexes | ~50-100 at 100K vectors each | 10M×50 configurations | Lance disk-resident + per-profile activation |
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| Rows per dataset | 2.47M proven, probably 100M+ fine | Approaches DataFusion memory limits | DataFusion predicate pushdown + partition pruning (existing) |
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| Concurrent loaded models | 1-2 on 16GB VRAM (A4000) | 3+ models simultaneous | Not our problem — architectural, driven by Ollama |
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